Section 6: Conflict of Interest Policy

6.1 – Individuals or Other Bodies Governed by the Guidelines

The guidelines apply to CBAF, the recordkeeper and any participant, agent or third party retained by any of the foregoing to provide services to the GRRSP.

6.2 – Conflict of Interest

No person listed above may exercise his powers in his own interest or in the interest of a third person, nor may he place himself in a situation of potential conflict between his personal interest and his duties with regard to the investment of the fund.

Any person listed above shall disclose any direct or indirect association or material interest or involvement that would result in any actual, potential or perceived conflict of interest with regard to the investments of the fund. Without limiting the generality of the foregoing, this would include material benefit from any asset held in the fund, or any significant holding, or the membership on boards of other corporations, or any actual or proposed contracts with the issuer of any securities which are or will be included in the fund, other than entitlements that accrue by virtue of being a Plan member.

6.3 – Procedure on Disclosure

An individual listed above shall disclose in writing the nature and extent of his interest to CBAF immediately upon first becoming aware of the conflict. The disclosure must be made orally if the knowledge of the conflict arises in the course of discussion at a meeting.

 

[whohit]Investment Policy Statement: Section 6[/whohit]
Contact Us

For all general inquiries, please contact us at

1.888.707.2911

or leave a message below.

If you would like to contact a particular office or individual, please click here.

Thankyou.

News Slider
Latest News

Contact Us

For all general inquiries,
please contact us at

1.888.707.2911

custserv@barfinancial.com

If you would like to
contact a particular office
or individual, please
click here.

Primary Slider